Compliance Office

1 University of New Mexico
Albuquerque, NM 87131

Physical Location:
Office of Equal Opportunity

Phone: 505-277-0169

Compliance Committees

Board of Regents Audit and Compliance Committee

The Audit and Compliance Committee will assist and advise the Board of Regents in fulfilling its oversight responsibilities for the University's financial reporting, internal controls, risk management, performance of external and internal auditors, compliance with laws and regulations, and compliance programs. The Audit and Compliance Committee will review all contracts for audit and non-audit services provided by independent public accountants and recommend action to the Board. The internal auditors, external auditors, and Chief Compliance Officer shall have direct access to the Audit and Compliance Committee and the Board.

Regents' Policy Manual - Section 7.3: Audit and Compliance Committee

Website for Board of Regents Audit and Compliance Committee

Institutional Compliance Committee

The Compliance Program structure includes an oversight committee. The Institutional Compliance Committee provides university-wide support for the Main Campus Compliance Program. Compliance Partners, including high-level personnel from different departments and offices across the campus are represented on the committee. Administrative partners on the Committee have responsibility and expertise in the major compliance areas, including athletics, human resources, research, student affairs, facilities and finance. The Committee meets quarterly and is chaired by the Chief Compliance Officer.

Institutional Compliance Committee Members