Compliance Office

MSC05-3150
1 University of New Mexico
Albuquerque, NM 87131

Physical Location:
Office of Equal Opportunity

Phone: 505-277-0169

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UNM Compliance Matrix and UNM Compliance Directory

UNM Compliance Matrix

The UNM Compliance Matrix was developed by the Main Campus Compliance Office to document all known federal, state and local laws and regulations governing colleges and universities. It includes a summary of each law and the applicable reporting deadlines. The Compliance Matrix is updated on a continuing basis and relates the laws and regulations to the responsible UNM Compliance Partner along with specific reporting requirements, identification of the applicable university policy, appropriate training requirements, and regulatory agencies monitoring the law or regulation.

UNM Compliance Directory

The UNM Compliance Directory shown below is an accessible tool for the UNM Community to link to different Compliance Areas and the responsible units and department for that compliance area.

A
Compliance Area Responsible Department

Academic Dishonesty

Dean of Students

Academic Integrity and Research Ethics

Graduate Studies

Accessibility Resource Center

Student Services

Accreditation

Office of the Provost & EVP for Academic Affairs

Admissions

Enrollment Management

Affirmative Action

Office of Equal Opportunity

Alcohol, Tobacco and Other Drug Policies - Students

Campus Office of Substance Abuse and Prevention

Alcohol and Drugs – Faculty and Staff

Counseling, Assistance & Referral Services (CARS)

Athletics Compliance

Athletics

B
Compliance Area Responsible Department

Borrowing and Bonding Authority

Budgets and Fund Balances

Budgets and Reserves

Office of Planning, Budget and Analysis

C
Compliance Area Responsible Department

Campus Safety

Emergency Management

UNM Sexual Assault Response Team

Campus Security

UNM Police

Cash Management

Bursar's Office

Chemical Safety

Safety and Risk Services

Child Care

Children’s Campus

Clery Act

Office of Equal Opportunity

Computer and Information Security

Information Technologies

Conflicts of Interest

Purchasing

Research

University Counsel

Contract and Grant Accounting

Financial Services

Copyright Resources - University Counsel

University Counsel

D
Compliance Area Responsible Department

Disability

Office of Equal Opportunity

Discrimination

Office of Equal Opportunity

E
Compliance Area Responsible Department

Education Abroad Health and Safety

Global Education Office

Emergency Management

Emergency Management

Employment Benefits

Human Resources

Employment

Human Resources

Environmental Affairs

Safety and Risk Services

Export Control

Office of Research Compliance

F
Compliance Area Responsible Department

Faculty Affairs and Services

Office of the Provost & EVP for Academic Affairs

Faculty Handbook

Office of the University Secretary

Family Educational Rights and Privacy Act

Registrar

FCC License – KNME TV

University Counsel

FCC License – KUNM Radio

University Counsel

Federal Work Study

Student Employment

Financial Aid

Enrollment Management

Financial Misconduct

Financial Services

Internal Audit

Financial Services

Financial Services

Fire Safety

Safety and Risk Services

G
Compliance Area Responsible Department

Gifts to the University

UNM Foundation

Global Education

Global Education

Governmental Relations & Legislative Activity

Office of Government & Community Relations

H
Compliance Area Responsible Department

Hate/Bias

Division for Equity & Inclusion

Health and Safety

Safety and Risk Services

Student Health & Counseling (SHAC)

I
Compliance Area Responsible Department

Identity Standards

Communication and Marketing

Industrial Security

Office of Research Compliance

Inspection of Public Records

Custodian of Public Records

Institutional Review Board

Office of Research Compliance

Institutional Support Services

Planning, Design, & Construction

Office of Sustainability

Real Estate

UNM Bookstores

Integrated Postsecondary Education Data System (IPEDS)

Office of Institutional Analytics

Intellectual Property

University Counsel

Investment Management

Office of Planning, Budget & Analysis

L
Compliance Area Responsible Department

Labor Relations-Union Information

Human Resources

Laser Safety

Safety and Risk Services

O

Operational Funds and Bond Proceeds

Office of Planning, Budget & Analysis

P
Compliance Area Responsible Department

Payroll

Financial Services

Procurement Policies

Purchasing Department

R
Compliance Area Responsible Department

Records Management

University Services

Registrar

Enrollment Management

Research Compliance

Office of the Vice President for Research

S
Compliance Area Responsible Department

Sexual Harassment

Office of Equal Opportunity

Sexual Violence/Misconduct

Dean of Students

Social Media Guidelines

Social Media

T

Title IX

LoboRESPECT

Office of Equal Opportunity

Women's Resource Center

W
Compliance Area Responsible Department

Whistle Blower Protection and Reporting Suspected Misconduct and Retaliation

Internal Audit

Workers Compensation

Safety and Risk Services